Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-035800
Date:2019-12-12
Issuer: APPLIED MATERIALS INC /DE (AMAT)
Original Submission Date:

Reporting Person:

DURN DANIEL
C/O APPLIED MATERIALS, INC.
3050 BOWERS AV, M/S 1268, P.O BOX 58039 SANTA CLARA, CA 95052-8039

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-12 G 395 d $0.00 418,323 direct
COMMON STOCK 2019-12-19 F 48,669 d $60.67 369,654 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under rule 16b-3.
f2 number of shares includes 278,588 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of applied materials, inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 18,630 restricted stock units are scheduled to vest in february 2020; notwithstanding the foregoing, if mr. durn's employment is terminated without cause prior to february 1, 2020, any unvested portion of the award shall immediately be fully vested upon such termination, (b) 86,262 restricted stock units are scheduled to vest in installments in december of 2020 through 2022, (c) 125,090 performance shares are scheduled to vest in installments in december of 2020 through 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 48,606 restricted stock units are scheduled to vest in installments in november of 2020 and 2021 (all vesting is subject to continued employment through each applicable vesting date).
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