Form Type: 4

SEC EDGAR Link
Accession Number:0000093751-19-000684
Date:2019-11-26
Issuer: STATE STREET CORP (STT)
Original Submission Date:

Reporting Person:

HOOLEY JOSEPH L
STATE STREET CORPORATION
ONE LINCOLN STREET BOSTON, MA 02111

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-11-26 G 25,000 d $0.00 697,639 direct
COMMON STOCK 2019-11-26 0 $0.00 2,594 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
f2 the reporting person indirectly beneficially owns the indicated shares of state street common stock under state street's 401(k) plan, based on a plan statement dated as of november 30, 2019. the plan accounts for interest in units consisting of shares of state street common stock and a small amount of cash. as a result, the number of underlying shares may fluctuate from time to time.
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