Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-062310
Date:2019-12-31
Issuer: TRANSATLANTIC PETROLEUM LTD. (TAT)
Original Submission Date:

Reporting Person:

MITCHELL NOAH MALONE III
16803 DALLAS PARKWAY
ADDISON, TX 75001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2019-12-31 J 2,606,775 a $0.41 15,440,338 indirect f3,f4
COMMON SHARES 2019-12-31 J 206,186 a $0.41 4,868,119 indirect f3,f4
COMMON SHARES 2019-12-31 0 $0.00 455,826 indirect f4
COMMON SHARES 2019-12-31 0 $0.00 8,616,368 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
SERIES A PREFERRED SHARES 0.0 2019-12-31 deemed execution date P 2,000 (a) 2024-11-04 common shares 91,508 $0.00 533,000 indirect by longfellow energy, lp
SERIES A PREFERRED SHARES 0.0 2019-12-31 deemed execution date 0 ( ) 2024-11-04 common shares $0.00 42,000 indirect by dalea partners, lp
Footnotes
IDfootnote
f1 longfellow energy, lp received 2,606,775 common shares of the issuer as a dividend on 531,000 shares of the issuer's 12.0% series a convertible redeemable preferred shares (the "series a preferred shares") owned by longfellow energy, lp on the dividend record date.
f2 the common shares were issued at a price of $0.4074 per share, which was equal to the 15-day volume weighted average price through the close of trading of the common shares on the nyse american on december 13, 2019.
f3 the reporting person disclaims beneficial ownership of the securities covered by this statement except to the extent of his pecuniary interest therein, and the inclusion of the securities covered by this statement herein shall not be deemed an admission of beneficial ownership of the securities covered by this statement for purposes of section 16 of the securities exchange act of 1934, as amended (the "act"), or any other purpose.
f4 the reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of section 13(d) or 13(g) of the act. the reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of section 13(d) or 13(g) of the act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.
f5 dalea partners, lp received 206,186 common shares of the issuer as a dividend on 42,000 series a preferred shares owned by dalea partners, lp on the dividend record date.
f6 each series a preferred share may be converted at any time pursuant to the terms and conditions of the certificate of designations of the series a preferred shares into 45.754 common shares of the issuer.
f7 longfellow energy, lp purchased 2,000 series a preferred shares in a private transaction.
f8 the 42,000 series a preferred shares held by dalea partners, lp may be converted at any time pursuant to the terms and conditions of the certificate of designations of the series a preferred shares into 1,921,668 common shares of the issuer.
WhaleWisdom Logo

Elevate your investments