Form Type: 4

SEC EDGAR Link
Accession Number:0000098246-20-000012
Date:2019-12-30
Issuer: TIFFANY & CO (TIF)
Original Submission Date:

Reporting Person:

DAVEY ANDREA
TIFFANY & CO.
200 FIFTH AVENUE NEW YORK, NY 10010

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK $.01 PAR 2019-12-30 M 4,464 a $108.99 10,183 direct
COMMON STOCK $.01 PAR 2019-12-30 M 5,700 a $85.26 15,883 direct
COMMON STOCK $.01 PAR 2019-12-30 S 8,841 d $133.63 7,042 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 108.99 2019-12-30 deemed execution date M 4,464 (d) 2028-01-17 common stock $.01 par 4,464 $108.99 1,488 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 85.26 2019-12-30 deemed execution date M 5,700 (d) 2029-01-17 common stock $.01 par 5,700 $85.26 5,700 direct
Footnotes
IDfootnote
f1 the price in column 4 is a weighted average price. the price actually received ranged from $133.5200 to $133.7300 per share. the reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the sec staff, upon request, information regarding the number of shares sold at each price within the range. the proceeds of the sale were applied to pay the exercise price, applicable taxes and commissions in connection with the exercise of the underlying options.
f2 options granted pursuant to the tiffany & co. 2014 employee incentive plan, which complies with rule 16b-3, on january 17, 2018. the options were originally scheduled to vest in equal installments on january 17, 2019, 2020, 2021 and 2022. 1,488 options that were initially scheduled to vest on january 17, 2020, and 1,488 options that were initially scheduled to vest on january 17, 2021, were accelerated and vested on december 17, 2019. the remaining 1,488 options subject to this grant are scheduled to vest on the original vesting date of january 17, 2022.
f3 total grant 5,952 shares. 0 shares previously exercised.
f4 options granted pursuant to the tiffany & co. 2014 employee incentive plan, which complies with rule 16b-3, on january 17, 2019. the options were originally scheduled to vest in equal installments on january 17, 2020, 2021, 2022 and 2023. 2,850 options that were initially scheduled to vest on january 17, 2020, and 2,850 options that were initially scheduled to vest on january 17, 2021, were accelerated and vested on december 17, 2019. the remaining 5,700 options subject to this grant are scheduled to vest in equal installments on the original vesting dates of january 17, 2022 and 2023.
f5 total grant 11,400 shares. 0 shares previously exercised.
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