Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-20-000061
Date:2020-01-02
Issuer: HEALTH CATALYST, INC. (HCAT)
Original Submission Date:

Reporting Person:

LLEWELYN LINDA
C/O HEALTH CATALYST, INC.
3165 MILLROCK DRIVE, #400 SALT LAKE CITY, UT 84121

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-02 A 25,377 a $0.00 25,377 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 includes 377 shares purchased pursuant to the issuer's 2019 employee stock purchase plan on december 31, 2019, which transaction is considered exempt pursuant to rule 16b-3(c) promulgated under the securities exchange act of 1934.
f2 represents an award of restricted stock units ("rsus") granted pursuant to the issuer's 2019 stock option and incentive plan (the "2019 plan"). each rsu represents a contingent right to receive one share of the issuer's common stock. subject to the terms of the 2019 plan, 25% of the rsus will vest on december 1, 2020 and, thereafter, the remaining 75% of the rsus will vest in 12 equal quarterly installments
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