Accession Number: | 0001179110-20-000065 |
Date: | 2020-01-01 |
Issuer: | AXOGEN, INC. (AXGN) |
Original Submission Date: |
RUDELIUS ROBERT JAMES
13631 PROGRESS BOULEVARD
SUITE 400
ALACHUA, FL 32615
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-01-01 | M | 13,000 | a | $2.75 | 47,591 | direct | ||
COMMON STOCK | 2020-01-01 | F | 1,999 | d | $17.89 | 45,592 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
DIRECTOR STOCK OPTION (RIGHT TO PURCHASE) | 2.75 | 2020-01-01 | deemed execution date | M | 13,000 (d) | 2013-01-02 | 2020-01-02 | common stock 13,000 | $2.75 | 0 | direct |
ID | footnote |
---|---|
f1 | this form is being filed to report the exercise of a stock option for a total of 13,000 shares by means of a cashless exercise. a cashless exercise is a method of exercising a stock option in which the option holder pays the exercise price using shares the reporting person would have received pursuant to the option exercise. as a result of this cashless exercise, the reporting person, on a net basis, acquired ownership of an additional 11,001 shares of common stock. |