Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-20-000065
Date:2020-01-01
Issuer: AXOGEN, INC. (AXGN)
Original Submission Date:

Reporting Person:

RUDELIUS ROBERT JAMES
13631 PROGRESS BOULEVARD
SUITE 400 ALACHUA, FL 32615

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-01 M 13,000 a $2.75 47,591 direct
COMMON STOCK 2020-01-01 F 1,999 d $17.89 45,592 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DIRECTOR STOCK OPTION (RIGHT TO PURCHASE) 2.75 2020-01-01 deemed execution date M 13,000 (d) 2013-01-02 2020-01-02 common stock 13,000 $2.75 0 direct
Footnotes
IDfootnote
f1 this form is being filed to report the exercise of a stock option for a total of 13,000 shares by means of a cashless exercise. a cashless exercise is a method of exercising a stock option in which the option holder pays the exercise price using shares the reporting person would have received pursuant to the option exercise. as a result of this cashless exercise, the reporting person, on a net basis, acquired ownership of an additional 11,001 shares of common stock.
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