Form Type: 4

SEC EDGAR Link
Accession Number:0001246360-20-000019
Date:2020-01-02
Issuer: ROCKWELL AUTOMATION, INC (ROK)
Original Submission Date:

Reporting Person:

HOLLOMAN JAMES PHILLIP
1201 SOUTH SECOND STREET
MILWAUKEE, WI 53204

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-01-02 deemed execution date A 131 (a) common stock 131 $0.00 10,307 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of rockwell automation common stock.
f2 restricted stock units delivered as compensation for service as a director under the 2003 directors stock plan.
f3 payable upon retirement, change of control and certain other circumstances.
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