Accession Number: | 0001209191-20-000788 |
Date: | 2019-12-31 |
Issuer: | CORE LABORATORIES N V (CLB) |
Original Submission Date: |
DEMSHUR DAVID M
6316 WINDFERN ROAD
HOUSTON, TX 77040
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON SHARES | 2019-12-31 | M | 59,100 | a | $0.00 | 385,118 | direct | ||
COMMON SHARES | 2019-12-31 | F | 19,274 | d | $37.67 | 365,844 | direct | ||
COMMON SHARES | 2019-12-31 | 0 | $0.00 | 68,530 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
PERFORMANCE SHARES | 0.0 | 2019-12-31 | deemed execution date | M | 59,100 (d) | common shares 59,100 | $0.00 | 0 | direct |
ID | footnote |
---|---|
f1 | the shares vesting were awarded as restricted performance shares in february 2017 as reported in the form 4 filing on february 16, 2017. this filing states that 50% of the restricted performance shares will vest at the end of the performance period if the company is in the top 50th roic percentile among a bloomberg peer group(bpg), 100% of the award will vest if the company is in the top 75th roic percentile of the bpg and 150% of the award will vest if the company is the top performing roic company of the bpg. the company was the top performing roic company as of the end of the performance period and as such the performance criteria and all requirements for full vesting have been met and thus the shares granted in february 2017 vested on december 31, 2019, at the conclusion of the performance period. |