Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-001028
Date:2019-12-31
Issuer: NASDAQ, INC. (NDAQ)
Original Submission Date:

Reporting Person:

TAL COHEN
151 W. 42ND STREET
NEW YORK, NY 10036

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2019-12-31 F 910 d $107.10 8,729 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under nasdaq's equity incentive plan.
f2 represents (i) 5,077 shares or units of restricted stock of which 1,009 are vested, and (ii) 3,652 shares underlying performance share units, of which 894 are vested.
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