Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-000945
Date:2019-12-31
Issuer: APPLIED MATERIALS INC /DE (AMAT)
Original Submission Date:

Reporting Person:

POWELL DENNIS D
C/O APPLIED MATERIALS, INC.
3050 BOWERS AVE, M/S 1268 P.O. BOX 58039 SANTA CLARA, CA 95054

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-31 A 800 a $0.00 70,247 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents number of restricted stock units automatically acquired based on a value of $61.04 per share, the closing price of applied materials, inc. ("applied") common stock on december 31, 2019, in a transaction exempt under rule 16b-3(d). this automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to mr. powell's election to defer, will be converted on a one-for-one basis into shares of applied common stock and paid to him on the date of his termination of service from the applied board of directors.
f2 number of shares includes: (a) 58,870 restricted stock units previously reported that have vested and which, pursuant to mr. powell's election to defer, will be converted on a one-for-one basis into shares of applied common stock and paid to him on the date of his termination of service from the applied board of directors, and (b) 5,988 restricted stock units previously reported that will be converted on a one-for-one basis into shares of applied common stock upon vesting, which vesting is scheduled to occur in march 2020 (subject to continued service as a director through the vesting date).
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