Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-000902
Date:2020-01-02
Issuer: NORDSON CORP (NDSN)
Original Submission Date:

Reporting Person:

STOCKUNAS JOSEPH
28601 CLEMENS ROAD
WESTLAKE, OH 44145

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-02 M 3,200 a $71.75 18,487 direct
COMMON STOCK 2020-01-02 S 3,200 d $162.72 15,287 direct
COMMON STOCK 2020-01-02 M 3,800 a $79.66 19,087 direct
COMMON STOCK 2020-01-02 S 3,800 d $162.72 15,287 direct
COMMON STOCK 2020-01-02 M 7,200 a $70.91 22,487 direct
COMMON STOCK 2020-01-02 S 7,200 d $162.72 15,287 direct
COMMON STOCK 2020-01-02 0 $0.00 278 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 71.75 2020-01-02 deemed execution date M 3,200 (d) 2023-11-25 common stock 3,200 $71.75 0 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 79.66 2020-01-02 deemed execution date M 3,800 (d) 2024-11-24 common stock 3,800 $79.66 0 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 70.91 2020-01-02 deemed execution date M 7,200 (d) 2025-11-23 common stock 7,200 $70.91 0 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 107.65 2020-01-02 deemed execution date 0 ( ) 2026-11-21 common stock 6,500 $107.65 6,500 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 127.67 2020-01-02 deemed execution date 0 ( ) 2027-11-20 common stock 7,500 $127.67 7,500 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 124.9 2020-01-02 deemed execution date 0 ( ) 2028-11-26 common stock 7,100 $124.90 7,100 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 165.21 2020-01-02 deemed execution date 0 ( ) 2029-11-25 common stock 7,000 $165.21 7,000 direct
Footnotes
IDfootnote
f1 exercise of reporting person's stock options that would otherwise expire november 25, 2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
f2 price reflected is the weighted-average sale price for shares sold. the shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $162.23 $163.14. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the securities and exchange commission, upon request, information regarding the number of shares sold at each separate price.
f3 exercise of reporting person's stock options that would otherwise expire november 24, 2024, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
f4 exercise of reporting person's stock options that would otherwise expire november 23, 2025, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
f5 represents the number of shares attributable to the reporting person's participation in the company savings plan, exempt pursuant to rule 16b-3(c).
f6 all such options have fully vested.
f7 the options vest in 4 equal annual installments beginning on november 21, 2017.
f8 the options vest in 4 equal annual installments beginning on november 20, 2018.
f9 the options vest in 4 equal annual installments beginning on november 26, 2019.
f10 the options vest in 4 equal annual installments beginning on november 25, 2020.
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