| Accession Number: | 0001567619-20-000654 |
| Date: | 2020-01-02 |
| Issuer: | PEABODY ENERGY CORP (BTU) |
| Original Submission Date: |
RICHARD PAUL V.
C/O PEABODY ENERGY CORPORATION
701 MARKET STREET
ST. LOUIS, MO 63101-1830
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-01-02 | A | 19,875 | a | $0.00 | 30,117 | direct | ||
| COMMON STOCK | 2020-01-02 | F | 773 | d | $9.99 | 29,344 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | represent restricted stock units ("rsu") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of january 2, 2020, subject to the executive officer's continued employment on each applicable vesting date. the rsus will become fully vested upon a termination of employment due to the executive officer's death or disability. |
| f2 | adjusted to increase total by one share to reflect a correction due to rounding of dividend equivalents. |
| f3 | the shares of common stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 2,203 restricted stock units on january 2, 2020. |
