Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-20-000650
Date:2020-01-02
Issuer: PEABODY ENERGY CORP (BTU)
Original Submission Date:

Reporting Person:

KELLOW GLENN L
C/O PEABODY ENERGY CORPORATION
701 MARKET STREET ST. LOUIS, MO 63101-1830

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-02 A 196,000 a $0.00 831,791 direct
COMMON STOCK 2020-01-02 F 7,527 d $9.99 824,264 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represent restricted stock units ("rsu") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of january 2, 2020, subject to the executive officer's continued employment on each applicable vesting date. the rsus will become fully vested upon a termination of employment due to the executive officer's death or disability.
f2 the shares of common stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 23,031 restricted stock units on january 2, 2020.
WhaleWisdom Logo

Elevate your investments