Form Type: 4

SEC EDGAR Link
Accession Number:0000059478-20-000002
Date:2020-01-02
Issuer: ELI LILLY & CO (LLY)
Original Submission Date:

Reporting Person:

HARRINGTON MICHAEL J
LILLY CORPORATE CENTER
INDIANAPOLIS, IN 46285

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-10-24 G 3,000 d $0.00 59,500 f1 indirect
COMMON STOCK 2020-01-02 0 $0.00 452 indirect
COMMON STOCK 2020-01-02 0 $0.00 47,800 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2020-01-02 deemed execution date A 1,608 (a) 2021-01-02 2021-01-02 common stock 1,608 $0.00 1,608 direct
Footnotes
IDfootnote
f1 reporting person disclaims beneficial ownership of these shares.
f2 each restricted stock unit represents a contingent right to receive one share of eli lilly and company common stock.
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