Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-002284
Date:2020-01-03
Issuer: NORDSON CORP (NDSN)
Original Submission Date:

Reporting Person:

THAXTON GREGORY A
28601 CLEMENS ROAD
WESTLAKE, OH 44145

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-03 A 4,363 a $0.00 58,321 direct
COMMON STOCK 2020-01-03 F 1,322 d $164.06 56,999 direct
COMMON STOCK 2020-01-03 0 $0.00 7,293 indirect
COMMON STOCK 2020-01-03 0 $0.00 1,417 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 43.73 2020-01-03 deemed execution date 0 ( ) 2021-11-28 common stock 13,000 $43.73 13,000 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 61.59 2020-01-03 deemed execution date 0 ( ) 2022-11-28 common stock 11,000 $61.59 11,000 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 71.75 2020-01-03 deemed execution date 0 ( ) 2023-11-25 common stock 11,000 $71.75 11,000 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 79.66 2020-01-03 deemed execution date 0 ( ) 2024-11-24 common stock 12,200 $79.66 12,200 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 70.91 2020-01-03 deemed execution date 0 ( ) 2025-11-23 common stock 17,200 $70.91 17,200 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 107.65 2020-01-03 deemed execution date 0 ( ) 2026-11-21 common stock 14,000 $107.65 14,000 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 127.67 2020-01-03 deemed execution date 0 ( ) 2027-11-20 common stock 12,500 $127.67 12,500 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 124.9 2020-01-03 deemed execution date 0 ( ) 2028-11-26 common stock 11,800 $124.90 11,800 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 165.21 2020-01-03 deemed execution date 0 ( ) 2029-11-25 common stock 11,900 $165.21 11,900 direct
Footnotes
IDfootnote
f1 shares issued in connection with settlement of performance award based upon achievement of performance measures for period 2017-2019.
f2 shares withheld to cover withholding taxes due upon settlement of the performance award for period 2017-2019.
f3 represents the number of shares attributable to the reporting person's participation in the company savings plan, exempt pursuant to rule 16b-3(c).
f4 represents the number of shares attributable to the reporting person's participation in the company's amended and restated non-union employee stock ownership plan and trust, exempt pursuant to rule 16b-3(c).
f5 all such options have fully vested.
f6 the options vest in 4 equal annual installments beginning on november 21, 2017.
f7 the options vest in 4 equal annual installments beginning on november 20, 2018.
f8 the options vest in 4 equal annual installments beginning on november 26, 2019.
f9 the options vest in 4 equal annual installments beginning on november 25, 2020.
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