Accession Number: | 0001209191-20-002284 |
Date: | 2020-01-03 |
Issuer: | NORDSON CORP (NDSN) |
Original Submission Date: |
THAXTON GREGORY A
28601 CLEMENS ROAD
WESTLAKE, OH 44145
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-01-03 | A | 4,363 | a | $0.00 | 58,321 | direct | ||
COMMON STOCK | 2020-01-03 | F | 1,322 | d | $164.06 | 56,999 | direct | ||
COMMON STOCK | 2020-01-03 | 0 | $0.00 | 7,293 | indirect | ||||
COMMON STOCK | 2020-01-03 | 0 | $0.00 | 1,417 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 43.73 | 2020-01-03 | deemed execution date | 0 ( ) | 2021-11-28 | common stock 13,000 | $43.73 | 13,000 | direct | |||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 61.59 | 2020-01-03 | deemed execution date | 0 ( ) | 2022-11-28 | common stock 11,000 | $61.59 | 11,000 | direct | |||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 71.75 | 2020-01-03 | deemed execution date | 0 ( ) | 2023-11-25 | common stock 11,000 | $71.75 | 11,000 | direct | |||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 79.66 | 2020-01-03 | deemed execution date | 0 ( ) | 2024-11-24 | common stock 12,200 | $79.66 | 12,200 | direct | |||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 70.91 | 2020-01-03 | deemed execution date | 0 ( ) | 2025-11-23 | common stock 17,200 | $70.91 | 17,200 | direct | |||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 107.65 | 2020-01-03 | deemed execution date | 0 ( ) | 2026-11-21 | common stock 14,000 | $107.65 | 14,000 | direct | |||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 127.67 | 2020-01-03 | deemed execution date | 0 ( ) | 2027-11-20 | common stock 12,500 | $127.67 | 12,500 | direct | |||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 124.9 | 2020-01-03 | deemed execution date | 0 ( ) | 2028-11-26 | common stock 11,800 | $124.90 | 11,800 | direct | |||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 165.21 | 2020-01-03 | deemed execution date | 0 ( ) | 2029-11-25 | common stock 11,900 | $165.21 | 11,900 | direct |
ID | footnote |
---|---|
f1 | shares issued in connection with settlement of performance award based upon achievement of performance measures for period 2017-2019. |
f2 | shares withheld to cover withholding taxes due upon settlement of the performance award for period 2017-2019. |
f3 | represents the number of shares attributable to the reporting person's participation in the company savings plan, exempt pursuant to rule 16b-3(c). |
f4 | represents the number of shares attributable to the reporting person's participation in the company's amended and restated non-union employee stock ownership plan and trust, exempt pursuant to rule 16b-3(c). |
f5 | all such options have fully vested. |
f6 | the options vest in 4 equal annual installments beginning on november 21, 2017. |
f7 | the options vest in 4 equal annual installments beginning on november 20, 2018. |
f8 | the options vest in 4 equal annual installments beginning on november 26, 2019. |
f9 | the options vest in 4 equal annual installments beginning on november 25, 2020. |