Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-20-000197
Date:2020-01-07
Issuer: LANDEC CORP \CA\ (LNDC)
Original Submission Date:

Reporting Person:

MCLAUGHLIN BRIAN F
C/O LANDEC CORPORATION
5201 GREAT AMERICA PARKWAY, SUITE 232 SANTA CLARA, CA 95054

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NONQUALIFIED STOCK OPTION (RIGHT TO BUY) 10.12 2020-01-07 deemed execution date A 15,927 (a) 2021-01-07 2027-01-07 common stock 15,927 $10.12 15,927 direct
INCENTIVE STOCK OPTION (RIGHT TO BUY) 10.12 2020-01-07 deemed execution date A 9,073 (a) 2021-01-07 2027-01-07 common stock 9,073 $10.12 25,000 direct
Footnotes
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