Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-003031
Date:2020-01-08
Issuer: FATE THERAPEUTICS INC (FATE)
Original Submission Date:

Reporting Person:

WOLCHKO J SCOTT
C/O FATE THERAPEUTICS, INC.;
3535 GENERAL ATOMICS COURT #200 SAN DIEGO, CA 92121

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-08 A 66,000 a $0.00 419,969 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 21.99 2020-01-08 deemed execution date A 219,000 (a) 2030-01-08 common stock 219,000 $21.99 219,000 direct
Footnotes
IDfootnote
f1 award of restricted stock units that vests with respect to 1/4 of the underlying shares on each of january 8, 2021, january 8, 2022, january 8, 2023, and january 8, 2024. this grant is subject to an accelerated vesting upon a change of control of the issuer and in the event of termination of employment under certain circumstances following a change of control of the issuer.
f2 the shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning on february 1, 2020 such that this option is fully exercisable on january 1, 2024.
f3 not applicable.
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