Form Type: 4

SEC EDGAR Link
Accession Number:0001645635-20-000006
Date:2020-01-15
Issuer: EQUINIX INC (EQIX)
Original Submission Date:

Reporting Person:

CAMPBELL MICHAEL EARL
EQUINIX, INC.
ONE LAGOON DRIVE REDWOOD CITY, CA 94065

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-15 M 1,641 a $0.00 3,095 direct
COMMON STOCK 2020-01-15 M 731 a $0.00 3,826 direct
COMMON STOCK 2020-01-15 M 785 a $0.00 4,611 direct
COMMON STOCK 2020-01-15 M 1,157 a $0.00 5,768 direct
COMMON STOCK 2020-01-16 S 200 d $587.61 5,568 direct
COMMON STOCK 2020-01-16 S 300 d $589.77 5,268 direct
COMMON STOCK 2020-01-16 S 300 d $591.58 4,968 direct
COMMON STOCK 2020-01-16 S 400 d $592.77 4,568 direct
COMMON STOCK 2020-01-16 S 845 d $594.44 3,723 direct
COMMON STOCK 2020-01-16 S 100 d $595.47 3,623 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-01-15 deemed execution date A 1,641 (a) common stock 1,641 $0.00 1,641 direct
RESTRICTED STOCK UNITS 0.0 2020-01-15 deemed execution date M 1,641 (d) common stock 1,641 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2020-01-15 deemed execution date M 731 (d) common stock 731 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2020-01-15 deemed execution date M 785 (d) common stock 785 $0.00 784 direct
RESTRICTED STOCK UNITS 0.0 2020-01-15 deemed execution date M 1,157 (d) common stock 1,157 $0.00 2,312 direct
Footnotes
IDfootnote
f1 shares were sold pursuant to a 10b5-1 trading plan in order to raise funds to pay the required withholding tax pursuant to the vesting of rsus.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $589.39 to $590.37, inclusive. the reporting person undertakes to provide to equinix, inc, any security holder of equinix inc, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 through 5 to this form 4.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $591.15 to $591.85 inclusive.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $592.51 to $593.11 inclusive.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $594.03 to $594.67 inclusive.
f6 on february 16, 2017, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the degree to which a relative total shareholder return target was attained for the period january 1, 2017 to december 31, 2019. the compensation committee certified that the payout for this award would be 149.37% (out of a possible 200%) of the target to the reporting person based on the degree to which equinix performed against the russell 1000 index.
f7 restricted stock unit award expires upon reporting person's termination of services.
f8 vesting is dependent upon continuous active service as an employee, consultant or director of the company or a subsidiary of the company (service) throughout the vesting period. the restricted stock units shall vest as follows: 33.33% of the rsus vesting on january 15, 2018 and an additional 33.33% of the rsus vesting on january 15, 2019 and january 15, 2020.
f9 vesting is dependent upon continuous active service as an employee, consultant or director of the company or a subsidiary of the company (service) throughout the vesting period. the restricted stock units shall vest as follows: 33.33% of the rsus vesting on january 15, 2019 and an additional 33.33% of the rsus vesting on january 15, 2020 and january 15, 2021.
f10 vesting is dependent upon continuous active service as an employee, consultant or director of the company or a subsidiary of the company (service) throughout the vesting period. the restricted stock units shall vest as follows: 33.33% of the rsus vesting on january 15, 2020 and an additional 33.33% of the rsus vesting on january 15, 2021 and january 15, 2022.
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