Accession Number: | 0001209191-20-003927 |
Date: | 2020-01-15 |
Issuer: | FISERV INC (FISV) |
Original Submission Date: |
YABUKI JEFFERY W
255 FISERV DRIVE
BROOKFIELD, WI 53045
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2019-12-23 | G | 257 | d | $0.00 | 443,233 | direct | ||
COMMON STOCK | 2020-01-15 | S | 18,800 | d | $118.43 | 424,433 | direct | ||
COMMON STOCK | 2020-01-15 | S | 6,200 | d | $119.03 | 418,233 | direct | ||
COMMON STOCK | 2020-01-15 | 0 | $0.00 | 341,858 | indirect | f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this sale was effected pursuant to a rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. |
f2 | this transaction was executed in multiple trades at prices ranging from $117.81 to $118.80. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f3 | this transaction was executed in multiple trades at prices ranging from $118.81 to $119.31. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f4 | by the yabuki family foundation of which mr. yabuki serves as trustee. |