Form Type: 4

SEC EDGAR Link
Accession Number:0001615619-20-000020
Date:2020-01-16
Issuer: PLAINS ALL AMERICAN PIPELINE LP (PAA)
Original Submission Date:

Reporting Person:

PAA GP HOLDINGS LLC
333 CLAY STREET, STE. 1600
HOUSTON, TX 77002

Reporting Person:

PLAINS AAP, L.P.
333 CLAY STREET, SUITE 1600
HOUSTON, TX 77002

Reporting Person:

PLAINS ALL AMERICAN GP LLC
333 CLAY STREET, SUITE 1600
HOUSTON, TX 77002

Reporting Person:

PLAINS GP HOLDINGS LP
333 CLAY ST., SUITE 1600
HOUSTON, TX 77002

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON UNITS (LIMITED PARTNER INTERESTS) 2020-01-16 J 92,136 d $0.00 249,488,769 indirect f3
COMMON UNITS (LIMITED PARTNER INTERESTS) 2020-01-17 J 46,068 d $0.00 249,442,701 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 pursuant to the limited partnership agreement of plains aap, l.p. ("aap"), each limited partner of aap, other than plains gp holdings, l.p. ("pagp") and plains all american gp llc ("gp llc"), has the right, from time to time, to cause aap to redeem and cancel such partner's aap class a units in exchange for the distribution of an equal number of common units representing limited partner interests ("common units") of plains all american pipeline, l.p. ("paa") held by aap (the "redemption right"). in connection with the exercise of a redemption right, such limited partner must also surrender to pagp an equal number of class b shares of pagp and company units of paa gp holdings llc ("pagp gp").
f2 certain limited partners of aap exercised their redemption right with respect to an aggregate of 138,204 aap class a units, resulting in the cancellation of such aap class a units and the distribution of an aggregate of 138,204 common units from aap to the redeeming partners.
f3 pagp gp is the general partner of pagp, which is the managing member of gp llc, which is the general partner of aap. each of pagp gp, pagp and gp llc may be deemed to indirectly beneficially own the common units directly held by aap, but disclaim beneficial ownership of such common units except to the extent of their respective pecuniary interests therein.
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