Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-20-000467
Date:2020-01-21
Issuer: DLH HOLDINGS CORP. (DLHC)
Original Submission Date:

Reporting Person:

PARKER ZACHARY
DLH HOLDINGS CORP
3565 PIEDMONT ROAD, NE ATLANTA, GA 30305

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-21 M 252,127 a $1.03 419,483 direct
COMMON STOCK 2020-01-21 F 51,020 d $5.09 368,463 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION 1.03 2020-01-21 deemed execution date M 252,127 (d) 2010-02-09 2020-02-09 common stock 252,127 $1.03 222,873 direct
Footnotes
IDfootnote
f1 the option, initially representing a right to purchase a total of 500,000 shares, became exercisable for 50,000 shares on february 9, 2010. of the remaining shares subject to this option, the option subsequently vested for an additional 300,000 shares upon the satisfaction of certain vesting conditions. options to purchase 150,000 shares are subject to additional vesting requirements.
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