Accession Number: | 0001628280-20-000467 |
Date: | 2020-01-21 |
Issuer: | DLH HOLDINGS CORP. (DLHC) |
Original Submission Date: |
PARKER ZACHARY
DLH HOLDINGS CORP
3565 PIEDMONT ROAD, NE
ATLANTA, GA 30305
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-01-21 | M | 252,127 | a | $1.03 | 419,483 | direct | ||
COMMON STOCK | 2020-01-21 | F | 51,020 | d | $5.09 | 368,463 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION | 1.03 | 2020-01-21 | deemed execution date | M | 252,127 (d) | 2010-02-09 | 2020-02-09 | common stock 252,127 | $1.03 | 222,873 | direct |
ID | footnote |
---|---|
f1 | the option, initially representing a right to purchase a total of 500,000 shares, became exercisable for 50,000 shares on february 9, 2010. of the remaining shares subject to this option, the option subsequently vested for an additional 300,000 shares upon the satisfaction of certain vesting conditions. options to purchase 150,000 shares are subject to additional vesting requirements. |