| Accession Number: | 0001157523-20-000110 |
| Date: | 2020-01-24 |
| Issuer: | SIEBERT FINANCIAL CORP (SIEB) |
| Original Submission Date: |
KENNEDY CABOT ACQUISITION, LLC
24005 VENTURA BLVD.
SUITE 200
CALABASAS, CA 91302
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, $0.01 PAR VALUE PER SHARE | 2020-01-24 | S | 350,000 | d | $1.90 | 3,177,283 f1 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | on january 24, 2020, kca sold 350,000 shares of issuer common stock pursuant to an exercise of warrants. |
