Accession Number: | 0000704051-20-000003 |
Date: | 2020-01-27 |
Issuer: | LEGG MASON, INC. (LM) |
Original Submission Date: |
GOLDBERG MICHELLE J
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE, MD 21202
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-01-27 | 0 | $0.00 | 0 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-01-27 | deemed execution date | A | 109 (a) | common stock 109 | $0.00 | 10,451 | direct |
ID | footnote |
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f1 | restricted stock units acquired pursuant to and under the conditions of the legg mason, inc. non-employee director equity plan, as amended. see appendix a to the definitive proxy statement for legg mason's 2013 annual meeting of stockholders. |
f2 | 1-for-1 |