Form Type: 4

SEC EDGAR Link
Accession Number:0000704051-20-000003
Date:2020-01-27
Issuer: LEGG MASON, INC. (LM)
Original Submission Date:

Reporting Person:

GOLDBERG MICHELLE J
LEGG MASON, INC.
100 INTERNATIONAL DRIVE BALTIMORE, MD 21202

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-27 0 $0.00 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-01-27 deemed execution date A 109 (a) common stock 109 $0.00 10,451 direct
Footnotes
IDfootnote
f1 restricted stock units acquired pursuant to and under the conditions of the legg mason, inc. non-employee director equity plan, as amended. see appendix a to the definitive proxy statement for legg mason's 2013 annual meeting of stockholders.
f2 1-for-1
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