Form Type: 4

SEC EDGAR Link
Accession Number:0001465740-20-000016
Date:2020-01-29
Issuer: TWO HARBORS INVESTMENT CORP. (TWO)
Original Submission Date:

Reporting Person:

GREENBERG WILLIAM ROSS
575 LEXINGTON AVENUE
SUITE 2930 NEW YORK, NY 10022

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2020-01-29 A 98,489 a $15.23 201,338 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents a restricted stock award issued under two harbors investment corp.'s second restated 2009 equity incentive plan. this award vests in three equal annual installments commencing on the first anniversary of the grant date.
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