Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-005833
Date:2020-01-29
Issuer: POLARIS INC. (PII)
Original Submission Date:

Reporting Person:

DOUGHERTY MICHAEL D.
2100 HIGHWAY 55
MEDINA, MN 55340

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-29 A 2,248 a $0.00 8,087 direct
COMMON STOCK 2020-01-29 A 2,189 a $0.00 10,276 direct
COMMON STOCK 2020-01-29 F 1,119 d $94.54 9,157 direct
COMMON STOCK 2020-01-29 0 $0.00 30,427 indirect f4
COMMON STOCK 2020-01-29 0 $0.00 3,026 indirect f5
COMMON STOCK 2020-01-29 0 $0.00 3,054 indirect f6
COMMON STOCK 2020-01-29 0 $0.00 4,723 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 94.54 2020-01-29 deemed execution date A 19,354 (a) 2030-01-29 common stock 19,354 $94.54 19,354 direct
Footnotes
IDfootnote
f1 shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.
f2 each performance restricted stock unit represents the right to receive one share of the issuer's common stock upon the vesting of the units.
f3 shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of a performance restricted stock award.
f4 shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
f5 shares held by son who shares reporting person's household. the reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of section 16 or for any other purpose.
f6 shares held by daughter in a transfer of death account of which the beneficiary is the reporting person's spouse's revocable trust. the reporting person and his spouse are trustees of the revocable trust, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
f7 estimate of the number of shares held in the reporting person's esop fund as of january 29, 2020. this plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of polaris stock.
f8 the option vests in three equal installments on january 29, 2021, january 29, 2022, and january 29, 2023.
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