Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-003178
Date:2020-01-30
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
Original Submission Date:

Reporting Person:

CUMMINS BRENDAN
50 E. RIVERCENTER BOULEVARD
COVINGTON, KY 41011

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-01-30 deemed execution date A 1,449 (a) common stock 1,449 $0.00 19,609 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a right to receive the cash compensation in an amount equal to the value of one (1) share of ashland global holdings inc common stock multiplied by the closing stock price for ashland common stock on the nyse on the vesting date.
f2 all restricted stock units will vest on the earliest of (i) the director's retirement (as defined in ashland's incentive plan), (ii) the director's death or disability (as defined in ashland's incentive plan), or (iii) a 50% change in beneficial ownership of ashland.
f3 balance includes 57 additional restricted stock units acquired in lieu of cash dividends paid on march 15, 2019, 65 additional restricted stock units acquired in lieu of cash dividends paid on june 15, 2019, 67 additional restricted stock units acquired in lieu of cash dividends paid on september 15, 2019, and 70 additional restricted stock units acquired in lieu of cash dividends paid on december 15, 2019.
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