Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-006514
Date:2020-02-03
Issuer: ATRECA, INC. (BCEL)
Original Submission Date:

Reporting Person:

GREENBERG NORMAN MICHAEL
C/O ATRECA, INC., 450 EAST JAMIE COURT
SOUTH SAN FRANCISCO, CA 94080

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-02-03 M 15,000 a $4.56 15,000 direct
CLASS A COMMON STOCK 2020-02-03 S 9,380 d $19.43 5,620 direct
CLASS A COMMON STOCK 2020-02-03 S 5,620 d $20.02 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 4.56 2020-02-03 deemed execution date M 15,000 (d) 2026-05-09 class a common stock 15,000 $4.56 92,201 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on december 17, 2019.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $18.80 to $19.79, inclusive. the reporting person undertakes to provide to atreca, inc., any security holder of atreca, inc., or the staff of the securities and exchange commission, upon request,full information regarding the number of shares sold at each separate price within the ranges set forth in this form 4.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $19.80 to $20.40, inclusive. the reporting person undertakes to provide to atreca, inc., any security holder of atreca, inc., or the staff of the securities and exchange commission, upon request,full information regarding the number of shares sold at each separate price within the ranges set forth in this form 4.
f4 1/4 of the option vested on 5/2/2017 and 1/48 of the option vests in equal monthly installments as measured from 5/2/2017. the shares subject to this option are early exercisable, subject to the issuer's right to repurchase. if applicable, vesting accelerates as provided in, and subject to the terms and conditions of, that certain executive employment agreement between the issuer and the reporting person, as may be amended from time to time.
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