Accession Number: | 0001437749-20-001813 |
Date: | 2020-02-03 |
Issuer: | ENERGY RECOVERY, INC. (ERII) |
Original Submission Date: |
BENSALAH NOCAIR
C/O ENERGY RECOVERY, INC.
1717 DOOLITTLE DRIVE
SAN LEANDRO, CA 94577
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-02-03 | F | 1,073 | d | $10.24 | 62,195 | direct | ||
COMMON STOCK | 2020-02-04 | F | 2,805 | d | $10.41 | 59,390 | direct | ||
COMMON STOCK | 2020-02-05 | F | 426 | d | $9.28 | 58,964 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | payment of tax obligation by selling securities incident to the vesting of securities in accordance with rule 16b-3(e). |
f2 | represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. the reporting person undertakes to provide the sec staff, eri or a shareholder of eri full information about the number of shares sold at each separate price upon request. |
f3 | payment of tax obligation by withholding securities incident to the vesting of securities in accordance with rule 16b-3(e). |
f4 | represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted unit award vesting. the reporting person undertakes to provide the sec staff, eri or a shareholder of eri full information about the number of shares sold at each separate price upon request. |