Accession Number: | 0001209191-20-008363 |
Date: | 2020-02-07 |
Issuer: | SYNOVUS FINANCIAL CORP (SNV) |
Original Submission Date: |
STELLING KESSEL D
P.O. BOX 120
COLUMBUS, GA 31902
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-02-07 | A | 1,157 | a | $36.47 | 265,959 | direct | ||
COMMON STOCK | 2020-02-07 | F | 4,544 | a | $36.47 | 270,503 | direct | ||
COMMON STOCK | 2020-02-07 | 0 | $0.00 | 14,600 | indirect | ||||
COMMON STOCK | 2020-02-07 | 0 | $0.00 | 26,057 | indirect | ||||
COMMON STOCK | 2020-02-07 | 0 | $0.00 | 100,000 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | on february 11, 2019, the reporting person reported the grant of certain market restricted stock units (the "mrsus"). the mrsus have a service-based vesting component as well as a total shareholder return multiplier. on february 7, 2020, pursuant to the terms of the service-based vesting component of the mrsus, the first tranche of such award vested. based upon the total shareholder return multiplier, the reporting person received 830 additional shares of the company's restricted stock, such shares representing the amount vested in excess of the target amount of mrsus initially reported on form 4 in february 2019. in addition, the reporting person received 327 shares of the company's restricted stock through the accrual of dividend equivalents. |
f2 | these shares were withheld upon the vesting of mrsus to pay tax witholding obligations. |