Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-20-001545
Date:2020-02-10
Issuer: GLU MOBILE INC (GLUU)
Original Submission Date:

Reporting Person:

AKHAVAN CHRIS
C/O GLU MOBILE INC.
875 HOWARD STREET, SUITE 100 SAN FRANCISCO, CA 94103

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-10 M 100,000 a $4.10 120,530 direct
COMMON STOCK 2020-02-10 S 100,000 d $7.10 20,530 direct
COMMON STOCK 2020-02-10 M 201,370 a $2.13 221,900 direct
COMMON STOCK 2020-02-10 S 201,370 d $7.10 20,530 direct
COMMON STOCK 2020-02-10 S 20,530 d $7.10 0 direct
COMMON STOCK 2020-02-11 M 164,255 a $2.13 164,255 direct
COMMON STOCK 2020-02-11 S 164,255 d $6.86 0 direct
COMMON STOCK 2020-02-11 M 160,643 a $3.59 160,643 direct
COMMON STOCK 2020-02-11 S 160,643 d $6.86 0 direct
COMMON STOCK 2020-02-11 M 55,034 a $3.59 55,034 direct
COMMON STOCK 2020-02-11 S 55,034 d $6.86 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 4.1 2020-02-10 deemed execution date M 100,000 (d) 2020-10-14 common stock 100,000 $4.10 0 direct
STOCK OPTION (RIGHT TO BUY) 2.13 2020-02-10 deemed execution date M 201,370 (d) 2026-10-11 common stock 201,370 $2.13 248,630 direct
STOCK OPTION (RIGHT TO BUY) 2.13 2020-02-11 deemed execution date M 164,255 (d) 2026-10-11 common stock 164,255 $2.13 84,375 direct
STOCK OPTION (RIGHT TO BUY) 3.59 2020-02-11 deemed execution date M 160,643 (d) 2027-10-10 common stock 160,643 $3.59 0 direct
STOCK OPTION (RIGHT TO BUY) 3.59 2020-02-11 deemed execution date M 55,034 (d) 2027-10-10 common stock 55,034 $3.59 159,157 direct
Footnotes
IDfootnote
f1 represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.0000 to $7.2750. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
f2 represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $6.7200 to $7.0850. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
f3 the option vested and became exercisable with respect to 25% of the shares on october 14, 2015, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years.
f4 the option vested and became exercisable with respect to 25% of the shares on october 11, 2017, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years.
f5 the option vested and became exercisable with respect to 100% of the shares on february 15, 2019.
f6 the option vested and became exercisable with respect to 25% of the shares on october 10, 2018, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years.
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