Accession Number: | 0001179110-20-001545 |
Date: | 2020-02-10 |
Issuer: | GLU MOBILE INC (GLUU) |
Original Submission Date: |
AKHAVAN CHRIS
C/O GLU MOBILE INC.
875 HOWARD STREET, SUITE 100
SAN FRANCISCO, CA 94103
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-02-10 | M | 100,000 | a | $4.10 | 120,530 | direct | ||
COMMON STOCK | 2020-02-10 | S | 100,000 | d | $7.10 | 20,530 | direct | ||
COMMON STOCK | 2020-02-10 | M | 201,370 | a | $2.13 | 221,900 | direct | ||
COMMON STOCK | 2020-02-10 | S | 201,370 | d | $7.10 | 20,530 | direct | ||
COMMON STOCK | 2020-02-10 | S | 20,530 | d | $7.10 | 0 | direct | ||
COMMON STOCK | 2020-02-11 | M | 164,255 | a | $2.13 | 164,255 | direct | ||
COMMON STOCK | 2020-02-11 | S | 164,255 | d | $6.86 | 0 | direct | ||
COMMON STOCK | 2020-02-11 | M | 160,643 | a | $3.59 | 160,643 | direct | ||
COMMON STOCK | 2020-02-11 | S | 160,643 | d | $6.86 | 0 | direct | ||
COMMON STOCK | 2020-02-11 | M | 55,034 | a | $3.59 | 55,034 | direct | ||
COMMON STOCK | 2020-02-11 | S | 55,034 | d | $6.86 | 0 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 4.1 | 2020-02-10 | deemed execution date | M | 100,000 (d) | 2020-10-14 | common stock 100,000 | $4.10 | 0 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 2.13 | 2020-02-10 | deemed execution date | M | 201,370 (d) | 2026-10-11 | common stock 201,370 | $2.13 | 248,630 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 2.13 | 2020-02-11 | deemed execution date | M | 164,255 (d) | 2026-10-11 | common stock 164,255 | $2.13 | 84,375 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 3.59 | 2020-02-11 | deemed execution date | M | 160,643 (d) | 2027-10-10 | common stock 160,643 | $3.59 | 0 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 3.59 | 2020-02-11 | deemed execution date | M | 55,034 (d) | 2027-10-10 | common stock 55,034 | $3.59 | 159,157 | direct |
ID | footnote |
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f1 | represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.0000 to $7.2750. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price. |
f2 | represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $6.7200 to $7.0850. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price. |
f3 | the option vested and became exercisable with respect to 25% of the shares on october 14, 2015, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years. |
f4 | the option vested and became exercisable with respect to 25% of the shares on october 11, 2017, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years. |
f5 | the option vested and became exercisable with respect to 100% of the shares on february 15, 2019. |
f6 | the option vested and became exercisable with respect to 25% of the shares on october 10, 2018, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years. |