Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-009837
Date:2020-02-13
Issuer: ARENA PHARMACEUTICALS INC (ARNA)
Original Submission Date:

Reporting Person:

SPECTOR STEVEN W
C/O ARENA PHARMACEUTICALS, INC.
6154 NANCY RIDGE DRIVE SAN DIEGO, CA 92121

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-13 M 2,472 a $32.50 15,339 direct
COMMON STOCK 2020-02-13 M 4,964 a $37.20 20,303 direct
COMMON STOCK 2020-02-13 S 10,836 d $55.00 9,467 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 32.5 2020-02-13 deemed execution date M 2,472 (d) 2020-03-17 common stock 2,472 $32.50 1,254 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 37.2 2020-02-13 deemed execution date M 4,964 (d) 2021-12-15 common stock 4,964 $37.20 2,536 direct
Footnotes
IDfootnote
f1 the transactions reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan established by the reporting person.
f2 the options vested in four equal annual installments (except as otherwise necessary to avoid vesting of a fractional share) beginning on march 17, 2011, and ending on march 17, 2014, and became exercisable once vested.
f3 the options vested in four equal annual installments (except as otherwise necessary to avoid vesting of a fractional share) beginning on december 15, 2015, and ending on december 15, 2018, and became exercisable once vested.
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