Form Type: 4

SEC EDGAR Link
Accession Number:0001503453-20-000004
Date:2020-02-12
Issuer: INTEVAC INC (IVAC)
Original Submission Date:

Reporting Person:

JUSTYN TIMOTHY
3560 BASSETT STREET
SANTA CLARA, CA 95054

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-12 M 6,000 a $4.49 114,365 direct
COMMON STOCK 2020-02-12 S 6,000 d $6.74 108,365 direct
COMMON STOCK 2020-02-12 S 4,000 d $6.75 104,365 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 4.49 2020-02-12 deemed execution date M 6,000 (d) 2014-05-09 2020-05-09 common stock 6,000 $4.49 0 direct
Footnotes
IDfootnote
f1 the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.
f2 these trades occurred within the price range of $6.645 through $6.93. the reported price is the weighted average for trades within this range. the reporting person will provide information regarding the number of shares sold at each price upon request by the commission staff, the issuer or a security holder of the issuer.
f3 these trades occurred within the price range of $6.65 through $6.93. the reported price is the weighted average for trades within this range. the reporting person will provide information regarding the number of shares sold at each price upon request by the commission staff, the issuer or a security holder of the issuer.
f4 the option will vest and become exercisable in four equal installments upon the reporting person's completion of each year of service over the four-year period measured from the grant date.
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