Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-006555
Date:2020-02-18
Issuer: ATHENE HOLDING LTD (ATH)
Original Submission Date:

Reporting Person:

BELARDI JAMES RICHARD
C/O ATHENE HOLDING LTD., CHESNEY HOUSE,
FIRST FLOOR, 96 PITTS BAY ROAD PEMBROKE, D0 HM08

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-02-18 deemed execution date A 28,386 (a) class a common shares 28,386 $0.00 28,386 indirect by james and leslie belardi family trust
Footnotes
IDfootnote
f1 these performance-based restricted stock units ("prsus") were granted on march 21, 2017, but were conditional upon the issuer satisfying certain performance criteria over the three fiscal year period from january 1, 2017 to december 31, 2019 (the "performance period"). on february 18, 2020, the compensation committee of the issuer's board of directors determined the extent to which the issuer met the performance goals for the performance period and the number of prsus that vested for the reporting person. each prsu represents a contingent right to receive one class a common share of the issuer. the prsus vested on january 15, 2019 and will be settled in class a common shares within 90 days of the vesting date.
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