Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-20-001929
Date:2020-02-15
Issuer: GLU MOBILE INC (GLUU)
Original Submission Date:

Reporting Person:

LUDWIG ERIC R
C/O GLU MOBILE INC.
875 HOWARD STREET, SUITE 100 SAN FRANCISCO, CA 94103

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS 3.59 2020-02-15 deemed execution date A 163,317 (a) 2027-10-10 common stock 163,317 $3.59 163,317 direct
Footnotes
IDfootnote
f1 represents performance stock options granted to the reporting person on october 10, 2017, that vested and became exercisable on february 15, 2020 as a result of the reporting person having met the applicable performance criteria.
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