Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-011261
Date:2020-02-18
Issuer: NEKTAR THERAPEUTICS (NKTR)
Original Submission Date:

Reporting Person:

ROBIN HOWARD W
C/O NEKTAR THERAPEUTICS
455 MISSION BAY BOULEVARD SOUTH SAN FRANCISCO, CA 94158

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-18 S 8,448 d $22.35 384,871 direct
COMMON STOCK 2020-02-18 0 $0.00 410 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the rsus held by the reporting person. this sale is mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
f2 this transaction was executed in multiple trades at prices ranging from $22.00 to $23.08. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the sec staff, the issuer, or a security holder of the issuer.
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