Accession Number: | 0001209191-20-011555 |
Date: | 2020-02-19 |
Issuer: | FISERV INC (FISV) |
Original Submission Date: |
YABUKI JEFFERY W
255 FISERV DRIVE
BROOKFIELD, WI 53045
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2020-02-19 | S | 20,000 | d | $123.13 | 398,233 | direct | ||
COMMON STOCK | 2020-02-19 | S | 5,000 | d | $123.48 | 393,233 | direct | ||
COMMON STOCK | 2020-02-19 | F | 8,687 | d | $123.55 | 384,546 | direct | ||
COMMON STOCK | 2020-02-19 | 0 | $0.00 | 341,858 | indirect | f5 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this sale was effected pursuant to a rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes. |
f2 | this transaction was executed in multiple trades at prices ranging from $122.54 to $123.42. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f3 | this transaction was executed in multiple trades at prices ranging from $123.42 to $123.735. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f4 | reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. |
f5 | by the yabuki family foundation of which mr. yabuki serves as trustee. |