Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-011965
Date:2020-02-20
Issuer: SURMODICS INC (SRDX)
Original Submission Date:

Reporting Person:

BEDOYA JOSE H
604 10TH STREET
BOULDER, CO 80302

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-20 S 1,821 d $37.51 21,750 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 reflects the weighted average price of 1,821 shares of common stock of surmodics,inc. sold by the reporting person in multiple transactions on february 20, 2020 with sale prices ranging from $37.51 to $37.55 per share. the reporting person undertakes to provide upon request by the u.s. securities and exchange commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f2 the amount beneficially owned includes 10,995 restricted stock units (rsus) that vest on service-based vesting dates and 8,430 dsus that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.

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