Accession Number: | 0001209191-20-017593 |
Date: | 2020-03-09 |
Issuer: | KROGER CO (KR) |
Original Submission Date: |
WHEATLEY CHRISTINE S
THE KROGER CO.
1014 VINE STREET
CINCINNATI, OH 45202
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-03-09 | M | 4,000 | a | $10.08 | 118,831 | direct | ||
COMMON STOCK | 2020-03-09 | M | 4,000 | a | $12.37 | 122,831 | direct | ||
COMMON STOCK | 2020-03-09 | S | 1,500 | d | $30.41 | 121,331 | direct | ||
COMMON STOCK | 2020-03-09 | S | 2,500 | d | $30.46 | 118,831 | direct | ||
COMMON STOCK | 2020-03-09 | S | 4,000 | d | $30.52 | 114,831 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON-QUALIFIED STOCK OPTION | 10.08 | 2020-03-09 | deemed execution date | M | 2,500 (d) | 2020-06-24 | common stock 2,500 | $10.08 | 0 | direct | ||
NON-QUALIFIED STOCK OPTION | 10.08 | 2020-03-09 | deemed execution date | M | 1,500 (d) | 2020-06-24 | common stock 1,500 | $10.08 | 0 | direct | ||
NON-QUALIFIED STOCK OPTION | 12.37 | 2020-03-09 | deemed execution date | M | 4,000 (d) | 2021-06-23 | common stock 4,000 | $12.37 | 0 | direct |
ID | footnote |
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f1 | these options were granted under a long-term incentive plan of the kroger co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. |