Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-019093
Date:2020-03-12
Issuer: KROGER CO (KR)
Original Submission Date:

Reporting Person:

CLARK ROBERT W
THE KROGER CO.
1014 VINE STREET CINCINNATI, OH 45202

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-03-12 A 18,544 a $0.00 181,502 direct
COMMON STOCK 2020-03-12 A 12,233 a $0.00 193,735 direct
COMMON STOCK 2020-03-12 F 5,683 d $29.12 188,052 direct
COMMON STOCK 2020-03-13 F 2,534 d $30.71 185,518 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION 29.12 2020-03-12 deemed execution date A 56,427 (a) 2030-03-12 common stock 56,427 $29.12 56,427 direct
Footnotes
IDfootnote
f1 restricted stock awarded pursuant to a long-term incentive plan of the kroger co. the restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.
f2 payment of tax liability associated with share award.
f3 payment of tax liability associated with restricted stock.
f4 the total amount of securities directly owned by the reporting person includes shares in the company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to rule 16b-3, to the extent disclosed on reports received from plan trustees.
f5 these options were granted under a long-term incentive plan of the kroger co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.
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