Accession Number: | 0001209191-20-019093 |
Date: | 2020-03-12 |
Issuer: | KROGER CO (KR) |
Original Submission Date: |
CLARK ROBERT W
THE KROGER CO.
1014 VINE STREET
CINCINNATI, OH 45202
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-03-12 | A | 18,544 | a | $0.00 | 181,502 | direct | ||
COMMON STOCK | 2020-03-12 | A | 12,233 | a | $0.00 | 193,735 | direct | ||
COMMON STOCK | 2020-03-12 | F | 5,683 | d | $29.12 | 188,052 | direct | ||
COMMON STOCK | 2020-03-13 | F | 2,534 | d | $30.71 | 185,518 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON-QUALIFIED STOCK OPTION | 29.12 | 2020-03-12 | deemed execution date | A | 56,427 (a) | 2030-03-12 | common stock 56,427 | $29.12 | 56,427 | direct |
ID | footnote |
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f1 | restricted stock awarded pursuant to a long-term incentive plan of the kroger co. the restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award. |
f2 | payment of tax liability associated with share award. |
f3 | payment of tax liability associated with restricted stock. |
f4 | the total amount of securities directly owned by the reporting person includes shares in the company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to rule 16b-3, to the extent disclosed on reports received from plan trustees. |
f5 | these options were granted under a long-term incentive plan of the kroger co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant. |