Accession Number: | 0001567619-20-006381 |
Date: | 2020-03-12 |
Issuer: | OXFORD LANE CAPITAL CORP. (OXLC) |
Original Submission Date: |
RUBIN BRUCE L.
C/O OXFORD LANE CAPITAL CORP.
8 SOUND SHORE DRIVE, SUITE 255
GREENWICH, CT 06830
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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7.50% SERIES 2023 TERM PREFERRED STOCK | 2020-03-12 | J | 1,495 | d | $25.06 | 3,005 | direct | ||
COMMON STOCK | 2020-03-12 | 0 | $0.00 | 3,978 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | on march 12, 2020 (the "redemption date"), oxford lane capital corp. (the "issuer") redeemed 1,200,000 of the outstanding shares of the issuer's 7.50% series 2023 term preferred stock (the "shares"), which is traded on the nasdaq global select market under the ticker oxlco, for a redemption price of $25.05729167, which represents the liquidation preference price of $25 per share plus accrued but unpaid dividends of $0.05729167 per share. 1,495 shares beneficially owned by mr. rubin were redeemed as part of this redemption by the issuer. |