Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-011004
Date:2020-03-15
Issuer: WELLS FARGO & COMPANY/MN (WFC)
Original Submission Date:

Reporting Person:

EDWARDS DOUGLAS R
301 SOUTH COLLEGE STREET
CHARLOTTE, NC 28202

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, $1 2/3 PAR VALUE 2020-03-15 M 2,340 a $0.00 24,968 direct
COMMON STOCK, $1 2/3 PAR VALUE 2020-03-15 F 641 d $30.89 24,327 direct
COMMON STOCK, $1 2/3 PAR VALUE 2020-03-15 M 2,249 a $0.00 26,576 direct
COMMON STOCK, $1 2/3 PAR VALUE 2020-03-15 F 615 d $30.89 25,961 direct
COMMON STOCK, $1 2/3 PAR VALUE 2020-03-15 0 $0.00 418 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED SHARE RIGHT 0.0 2020-03-15 deemed execution date M 2,340 (d) common stock, $1 2/3 par value 2,340 $0.00 0 direct
RESTRICTED SHARE RIGHT 0.0 2020-03-15 deemed execution date M 2,249 (d) common stock, $1 2/3 par value 2,249 $0.00 2,249 direct
Footnotes
IDfootnote
f1 number of shares represents a restricted share right ("rsr") vesting on 3/15/2020. original grant date was 2/23/2016. this vesting represents one-fourth of the original amount of rsrs granted (plus dividend equivalents reinvested in additional rsrs).
f2 number of shares represents a rsr vesting on 3/15/2020. original grant date was 2/28/2017. this vesting represents one-fourth of the original amount of rsrs granted (plus dividend equivalents reinvested in additional rsrs).
f3 reflects share equivalent of units in the wells fargo esop fund under the 401(k) plan (the "plan") as of february 28, 2020, as if investable cash equivalents held by plan were fully invested in wells fargo & company (the "company") common stock.
f4 each rsr represents a contingent right to receive one share of company common stock.
f5 these rsrs vest in four installments: one-fourth on 3/15/2017, 3/15/2018, 3/15/2019, and 3/15/2020. as a condition to receiving the grant, the reporting person agreed to hold, while employed by the company and for at least one year after retirement, shares of company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
f6 these rsrs vest in four installments: one-fourth on 3/15/2018, 3/15/2019, 3/15/2020, and 3/15/2021. as a condition to receiving the grant, the reporting person agreed to hold, while employed by the company and for at least one year after retirement, shares of company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
WhaleWisdom Logo

Elevate your investments