Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-020512
Date:2020-03-19
Issuer: OUTLOOK THERAPEUTICS, INC. (OTLK)
Original Submission Date:

Reporting Person:

KENYON LAWRENCE A
C/O OUTLOOK THERAPEUTICS, INC.
7 CLARKE DRIVE CRANBURY, NJ 08512

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 0.54 2020-03-19 deemed execution date A 216,435 (a) 2030-03-19 common stock 216,435 $0.54 216,435 direct
Footnotes
IDfootnote
f1 the options were granted under the issuer's 2015 equity incentive plan (the "2015 plan") and shall vest in four equal installments beginning on march 19, 2021 such that the option shall be vested in full on march 19, 2024, subject to the reporting person providing continuous service to the issuer on each such date, and subject to acceleration upon a change in control as defined in the 2015 plan, subject to the reporting person providing continuous service to the issuer through such event.
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