Accession Number: | 0001127602-20-011792 |
Date: | 2020-03-19 |
Issuer: | STANLEY BLACK & DECKER, INC. (SWK) |
Original Submission Date: |
RAMIREZ JAIME A
1000 STANLEY DRIVE
NEW BRITAIN, CT 06053
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2020-03-19 | A | 2,985 | a | $0.00 | 39,771 | direct | ||
COMMON STOCK | 2020-03-19 | F | 243 | d | $105.57 | 39,528 | direct | ||
COMMON STOCK | 2020-03-19 | 0 | $0.00 | 6 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents number of performance stock units earned in respect of the one-year performance period under the 2019 micp psu program (the "psus"). the psus are issued pursuant to the stanley black & decker 2018 omnibus award plan, and generally vest in three equal installments subject to satisfaction of service-based conditions on each applicable vesting date. each psu represents a contingent right to receive one share of issuer's common stock. |
f2 | represents number of shares withheld in satisfaction of tax withholding with respect to 1/3rd of the psus. |
f3 | represents shares held for the reporting person under the company's 401(k) savings plan as of the last day of the previous calendar month including shares acquired or disposed of on various dates since balance was last reported. |