Accession Number: | 0001209191-20-021758 |
Date: | 2020-03-26 |
Issuer: | SPLUNK INC (SPLK) |
Original Submission Date: |
MERRITT DOUGLAS
C/O SPLUNK INC.
270 BRANNAN STREET
SAN FRANCISCO, CA 94107
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2020-03-26 | S | 13,600 | d | $130.00 | 246,962 | direct | ||
COMMON STOCK | 2020-03-26 | A | 82,827 | a | $0.00 | 329,789 | direct | ||
COMMON STOCK | 2020-03-30 | S | 10,762 | d | $126.87 | 319,027 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on october 5, 2019. |
f2 | the reported shares are represented by performance units ("psus") earned pursuant to the terms of a performance unit award granted on march 21, 2019 reflecting the achievement of the related performance conditions. twenty-five percent of the psus vest on march 26, 2020 and 1/16th of the psus shall vest quarterly thereafter on june 10th, september 10th, december 10th and march 10th of each year. |
f3 | the reported shares were sold to satisfy the reporting person's tax liability in connection with the vesting of psus. |