Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-023935
Date:2020-04-06
Issuer: CENTERPOINT ENERGY INC (CNP)
Original Submission Date:

Reporting Person:

COLVIN KRISTIE
1111 LOUISIANA
HOUSTON, TX 77002

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-04-06 A 1,584 a $15.30 60,234 direct
COMMON STOCK 2020-04-06 A 6,863 a $15.30 67,097 direct
COMMON STOCK 2020-04-06 0 $0.00 50 indirect f4
COMMON STOCK 2020-04-06 0 $0.00 145 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 time-based restricted stock units vesting (i) in february 2023 if the reporting person continues to be an employee of issuer from the grant date through the vesting date; (ii) in the event of her earlier disability or death; (iii) in the event of her involuntary termination without cause; or (iv) on a pro-rata basis upon her earlier retirement unless she satisfies various conditions for full vesting.
f2 time-based restricted stock units vesting (i) in april 2023 if the reporting person continues to be an employee of issuer from the grant date through the vesting date; (ii) in the event of her earlier disability or death; (iii) in the event of her involuntary termination without cause; or (iv) on a pro-rata basis upon her earlier retirement unless she satisfies various conditions for full vesting.
f3 total includes (i) 2,904 time-based restricted stock units ("rsus") previously awarded under the issuer's long-term incentive plan (the "plan") and vesting in february 2021, (ii) 2,737 rsus previously awarded under the plan and vesting in february 2022, and (iii) 3,396 rsus previously awarded under the plan and vesting in february 2023. the above awards shall vest (i) if the reporting person continues to be an employee of issuer from grant date through vesting date and (ii) in the event of her disability or death. also, the above awards shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting.
f4 equivalent shares held in centerpoint energy, inc. savings plan.
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