Form Type: 4

SEC EDGAR Link
Accession Number:0001367644-20-000033
Date:2020-04-06
Issuer: EMERGENT BIOSOLUTIONS INC. (EBS)
Original Submission Date:

Reporting Person:

KIRK SEAN
400 PROFESSIONAL DRIVE, SUITE 400
GAITHERSBURG, MD 20879

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-04-06 S 5,666 d $60.00 12,571 direct
COMMON STOCK 2020-04-06 M 3,135 a $30.86 15,706 direct
COMMON STOCK 2020-04-06 S 3,135 d $60.00 12,571 direct
COMMON STOCK 2020-04-06 M 7,293 a $30.63 19,864 direct
COMMON STOCK 2020-04-06 S 7,293 d $60.00 12,571 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 30.86 2020-04-06 deemed execution date S 3,135 (d) 2021-02-28 employee stock options (right to buy) 3,135 $30.86 38,805 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 30.63 2020-04-06 deemed execution date S 7,293 (d) 2022-02-27 employee stock options (right to buy) 7,293 $30.63 31,512 direct
Footnotes
IDfootnote
f1 the transactions reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by mr. kirk.
f2 consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.
f3 the options vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company.
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