Accession Number: | 0001367644-20-000033 |
Date: | 2020-04-06 |
Issuer: | EMERGENT BIOSOLUTIONS INC. (EBS) |
Original Submission Date: |
KIRK SEAN
400 PROFESSIONAL DRIVE, SUITE 400
GAITHERSBURG, MD 20879
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-04-06 | S | 5,666 | d | $60.00 | 12,571 | direct | ||
COMMON STOCK | 2020-04-06 | M | 3,135 | a | $30.86 | 15,706 | direct | ||
COMMON STOCK | 2020-04-06 | S | 3,135 | d | $60.00 | 12,571 | direct | ||
COMMON STOCK | 2020-04-06 | M | 7,293 | a | $30.63 | 19,864 | direct | ||
COMMON STOCK | 2020-04-06 | S | 7,293 | d | $60.00 | 12,571 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 30.86 | 2020-04-06 | deemed execution date | S | 3,135 (d) | 2021-02-28 | employee stock options (right to buy) 3,135 | $30.86 | 38,805 | direct | ||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 30.63 | 2020-04-06 | deemed execution date | S | 7,293 (d) | 2022-02-27 | employee stock options (right to buy) 7,293 | $30.63 | 31,512 | direct |
ID | footnote |
---|---|
f1 | the transactions reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by mr. kirk. |
f2 | consists of restricted stock units granted under the company's stock incentive plan, as amended and restated. |
f3 | the options vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. |