Accession Number: | 0000014272-20-000159 |
Date: | 2020-04-01 |
Issuer: | BRISTOL MYERS SQUIBB CO (BMY) |
Original Submission Date: | 2020-04-03 |
MILY ELIZABETH
BRISTOL-MYERS SQUIBB COMPANY
430 E. 29TH STREET, 14TH FLOOR
NEW YORK, NY 10016
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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MARKET SHARE UNITS | 0.0 | 2020-04-01 | deemed execution date | A | 14,649 (a) | 2024-04-01 | common stock, $0.10 par value 14,649 | $0.00 | 14,649 | direct | ||
PERFORMANCE SHARES | 0.0 | 2020-04-01 | deemed execution date | A | 21,973 (a) | 2023-04-01 | common stock, $0.10 par value 21,973 | $0.00 | 21,973 | direct |
ID | footnote |
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f1 | due to an administrative error, this form 4 is being amended to report market share units and performance share units granted to the reporting person on april 1, 2020. |
f2 | each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. the payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). the minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. |
f3 | twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. |
f4 | each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023. |