Form Type: 4/A

SEC EDGAR Link
Accession Number:0000014272-20-000159
Date:2020-04-01
Issuer: BRISTOL MYERS SQUIBB CO (BMY)
Original Submission Date:2020-04-03

Reporting Person:

MILY ELIZABETH
BRISTOL-MYERS SQUIBB COMPANY
430 E. 29TH STREET, 14TH FLOOR NEW YORK, NY 10016

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
MARKET SHARE UNITS 0.0 2020-04-01 deemed execution date A 14,649 (a) 2024-04-01 common stock, $0.10 par value 14,649 $0.00 14,649 direct
PERFORMANCE SHARES 0.0 2020-04-01 deemed execution date A 21,973 (a) 2023-04-01 common stock, $0.10 par value 21,973 $0.00 21,973 direct
Footnotes
IDfootnote
f1 due to an administrative error, this form 4 is being amended to report market share units and performance share units granted to the reporting person on april 1, 2020.
f2 each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. the payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). the minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
f3 twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
f4 each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.
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