Accession Number: | 0000006885-20-000056 |
Date: | 2020-04-10 |
Issuer: | STAGE STORES INC (SSI) |
Original Submission Date: |
GRAY AMY B
2425 WEST LOOP SOUTH
HOUSTON, TX 77027
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-04-10 | M | 7,500 | a | $0.00 | 94,754 | direct | ||
COMMON STOCK | 2020-04-10 | D | 7,500 | d | $0.40 | 87,254 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
2017 RESTRICTED STOCK UNIT - 4/10/2017 | 0.0 | 2020-04-10 | deemed execution date | M | 7,500 (d) | common stock 7,500 | $0.00 | 7,500 | direct |
ID | footnote |
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f1 | represents the vesting and cash settlement of restricted stock units ("rsu") in accordance with the terms of the award agreement granted on april 10, 2017. |
f2 | each rsu represents the right to receive, at settlement, cash equal to the fair market value of one share of the issuer's common stock on the vesting date. upon vesting, each cash settlement shall not exceed five times the per share fair market value of the issuer's common stock on the grant date multiplied by the number of rsus vesting. |
f3 | the rsus vest 25% per year on the first four anniversary dates from the grant date of april 10, 2017. |
f4 | represents the portion of the cash-settled rsus granted on april 10, 2017 that vested on april 10, 2020. |