Form Type: 4

SEC EDGAR Link
Accession Number:0000006885-20-000056
Date:2020-04-10
Issuer: STAGE STORES INC (SSI)
Original Submission Date:

Reporting Person:

GRAY AMY B
2425 WEST LOOP SOUTH
HOUSTON, TX 77027

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-04-10 M 7,500 a $0.00 94,754 direct
COMMON STOCK 2020-04-10 D 7,500 d $0.40 87,254 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
2017 RESTRICTED STOCK UNIT - 4/10/2017 0.0 2020-04-10 deemed execution date M 7,500 (d) common stock 7,500 $0.00 7,500 direct
Footnotes
IDfootnote
f1 represents the vesting and cash settlement of restricted stock units ("rsu") in accordance with the terms of the award agreement granted on april 10, 2017.
f2 each rsu represents the right to receive, at settlement, cash equal to the fair market value of one share of the issuer's common stock on the vesting date. upon vesting, each cash settlement shall not exceed five times the per share fair market value of the issuer's common stock on the grant date multiplied by the number of rsus vesting.
f3 the rsus vest 25% per year on the first four anniversary dates from the grant date of april 10, 2017.
f4 represents the portion of the cash-settled rsus granted on april 10, 2017 that vested on april 10, 2020.
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