Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-20-011020
Date:2020-04-16
Issuer: EMERGENT BIOSOLUTIONS INC. (EBS)
Original Submission Date:

Reporting Person:

EL-HIBRI FUAD
400 PROFESSIONAL DRIVE, SUITE 400
GAITHERSBURG, MD 20879

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-04-16 S 20,000 d $62.47 1,309,523 direct
COMMON STOCK 2020-04-16 0 $0.00 4,344,250 indirect
COMMON STOCK 2020-04-16 0 $0.00 1,524,155 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the transaction was made by the reporting person pursuant to a trading plan adopted by fuad el-hibri nancy el-hibri jtwros on february 25, 2020 that is intended to comply with rule 10b5-1(c) under the securities exchange act of 1934.
f2 the price reported reflects a weighted average price. these shares were sold in multiple transactions at prices ranging from $61.66 to $63.83.
f3 mr. el-hibri's wife, individually, and mr. and mrs. el-hibri, as tenants by the entirety, collectively hold an aggregate 40.65% equity interest in intervac, l.l.c., which in turn is the direct owner of 4,344,250 shares of the issuer's common stock. mr. el-hibri disclaims beneficial ownership of the shares of the issuer's common stock directly owned by intervac, l.l.c. for purposes of section 16 of the exchange act or otherwise, except to the extent of his pecuniary interest therein.
f4 mr. el-hibri, individually, and mr. and mrs. el-hibri, as tenants by the entirety, collectively hold an aggregate 89.2% equity interest in biovac, l.l.c, which in turn is the direct owner of 1,524,155 shares of the issuer's common stock. mr. el-hibri disclaims beneficial ownership of the shares of the issuer's common stock directly owned by biovac, l.l.c. for purposes of section 16 of the exchange act or otherwise, except to the extent of his pecuniary interest therein.
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