Form Type: 4

SEC EDGAR Link
Accession Number:0001375151-20-000063
Date:2020-04-20
Issuer: ZOGENIX, INC. (ZGNX)
Original Submission Date:

Reporting Person:

MITCHELL SHAWNTE
C/O ZOGENIX, INC.
5959 HORTON ST., SUITE 500 EMERYVILLE, CA 94608

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 26.68 2020-04-20 deemed execution date A 110,000 (a) 2030-04-19 common stock 110,000 $26.68 110,000 direct
Footnotes
IDfootnote
f1 1/4th of the total number of shares subject to the option vests on the one-year anniversary of the date of grant and the remaining shares vest at a rate of 1/48th of the total number of shares subject to the option on each month thereafter, subject to continued service to us through each vesting date.
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